Sourcer Compliance Checklist

1. 1. Do you understand that property sourcing may require compliance with estate agency rules?
2. 2. Do you have clear written terms of business?
3. 3. Do you disclose your sourcing fee clearly?
4. 4. Do you complete basic ID checks where required?
5. 5. Do you understand AML responsibilities?
6. 6. Do you keep written records of seller and investor conversations?
7. 7. Do you avoid giving regulated financial advice?
8. 8. Do you use clear disclaimers in investor packs?
9. 9. Do you verify deal information before presenting it?
10. 10. Do you understand when legal or professional advice is required?

This checklist is educational only and is not legal advice.